RegEd is the leading provider of regulatory compliance software solutions and services. With more than 400 enterprise clients, the company’s solutions enable financial services firms to efficiently comply with state, federal, FINRA and other regulations impacting broker-dealers, insurance companies and insurance brokers. RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations and mitigate risk. Falfurrias Capital acquired RegEd in July of 2015.
Operational Value add
- Further invested in the RegEd management team adding a CFO and CTO in FCP’s first year of ownership
- Invested significant resources in technology personnel and platform enhancements to improve the performance, reliability, and scalability of the RegEd product suite
- Assisted with significant product releases including Questionnaires with Gifts & Entertainment tracking, Conflicts of Interest reporting, and NIPR Alerts